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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 10-K/A-1
[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended December 31, 1994, or
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
For the Transition Period from to
Commission File Number 0-9341
Security National Financial Corporation
(Exact name of registrant as specified in its Charter)
UTAH 87-0345941
- ---------------------------- ---------------------
(State or other jurisdiction (I.R.S. Employer
of incorporation or organization) Identification Number)
5300 South 360 West, Suite 310 84123
Salt Lake City, Utah (Zip Code)
(Address of principal executive offices)
Registrant's telephone number,
including area code: (801) 264-1060
Securities registered pursuant to Section 12(d) of the
Act:
Name of each exchange
Title of each Class on which registered
- ------------------- ----------------------
None None
Securities registered pursuant to Section 12(g) of the Act:
Class A Common stock, $2.00 Par Value
(Title of Class)
Class C Common stock, $0.40 Par Value
(Title of Class)
Indicate by check mark whether the registrant (1) has
filed all reports required to be filed by Section 13 or
15(d) of the Securities Exchange Act of 1934 during the
preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2)
has been subject to such filing requirements for the past
90 days.
Yes [X] No___
Indicated by check mark if disclosure of delinquent
filers pursuant to Item 405 of Regulation S-K is not
contained herein, and will not be contained, to the best
of registrant's knowledge, in definitive proxy or
information statements incorporated by reference in Part
III of this Form 10-K or any amendment to this Form 10-K.
[ ]
The aggregate market value of the voting stock held by
non-affiliates of the registrant as of March 28, 1995 was
$13,906,188.
As of March 28, 1995, registrant had outstanding
3,026,394 shares of Class A Common Stock and 2,250,765
shares of Class C Stock.
DOCUMENTS INCORPORATED BY REFERENCE
Portions of the definitive Proxy Statement for the
registrant's 1995 Annual Meeting of Shareholders are
incorporated by reference into Part III hereof.
Item 14. Exhibits, Financial Statement Schedules, and Reports on Form 8-K
(a)(1)(2) Financial Statements and Schedules
See "Index to Consolidated Financial Statements and
Supplemental Schedules" under Item 8 above.
(a)(3) Exhibits
The following Exhibits are filed herewith pursuant to
Rule 601 of Regulation S-K or are incorporated by
reference to previous filings.
Exhibit
Table No Document
(a)(3) Exhibits:
3.A. Articles of Restatement of Articles of
Incorporation***
B. Bylaws*
4.A. Specimen Class A Stock Certificate*
B. Specimen Class C Stock Certificate*
C. Specimen Preferred Stock Certificate and
Certificate of Designation of Preferred Stock*
9. Not applicable
10. A. Employment Agreement with George R. Quist*
B. Restated and Amended Employee Stock Ownership
Plan and Trust Agreement*
C. Deferred Compensation Agreement with George R.
Quist**
D. 1993 Stock Option Plan***
E. Articles of Incorporation of Security National
Mortgage Company***
F. Bylaws of Security National Mortgage Company***
G. Stock and Real Estate Purchase Agreement with
Sunset Funeral Homes, Inc. and Chandler O.
Hassett***
H. Warranty Deed with Chandler O. Hassett and the
Estate of Mary M. Hassett re Sunset Funeral
Homes, Inc.***
I. Deed of Release and Full Reconveyance with
Chandler O. Hassett and the Estate of Mary M.
Hassett re Sunset Funeral Homes, Inc.***
J. Loan and Trust Deed Participation Agreement with
the Capson Family***
K. Promissory Note with University Partners,
Ltd.***
L. Trust Deed with Assignment of Rents with
University Partners, Ltd.***
M. Promissory Note with Bruce Manka***
N. Utah Deed of Trust with Assignment of Rents with
Key Bank of Utah***
O. Assignment of Leases, Rents and Contracts with
Key Bank of Utah.***
P. Purchase and Sale Agreement with Aetna Life
Insurance Company***
Q. Promissory Note with Bear Lake West, Inc. II***
R. Security Agreement and Security Assignment with
Bear Lake West, Inc. II***
S. Promissory Note with 300 West Associates***
T. Loan Agreement with 300 West Associates***
U. Trust Deed with Assignment of Rents with 300
West Associates***
V. Promissory Note with Parrish Lane Townhomes,
L.C.***
W. Trust Deed with Assignment of Rents with Parrish
Lane Townhomes, L.C. as Trustor***
X. Promissory Note with Margin Properties, Diamond
Rental Centers, Inc., Lorin R. Winegar and Maun
T. Peterson***
Y. Loan Agreement with Margin Properties, Diamond
Rental Centers, Inc., Lorin R. Winegar and Maun
T. Peterson***
Z. Stock Purchase Agreement with Capital Investors
Life Insurance Company and Suncoast Financial
Corporation****
AA. Profit Sharing Agreement with Suncoast
Financial Corporation*****
BB. Service Agreement with Suncoast Financial
Corporation*****
CC. Promissory Note with Key Bank of Utah*****
DD. Loan and Security Agreement with Key Bank of
Utah*****
EE. General Pledge Agreement with Key Bank of
Utah*****
FF. Purchase and Sale Agreement with Escrow
Instructions with the Carter Family Trust and
the Leonard M. Smith Family Trust
GG. Note Secured by Purchase Price Deed of Trust
and Assignment of Rents with the Carter Family
Trust and the Leonard M. Smith Family Trust
HH. Deed of Trust and Assignment of Rents with the
Carter Family Trust and the Leonard M. Smith
Family Trust
II. Stock Insurance Agreement with Greer-Wilson
Funeral Home, Inc. and Page E. Greer
JJ. Promissory Note with Page E. and Patricia R.
Greer
11. Statement Re: Computation of Per-share Earnings
12. Not applicable
13. Not applicable
18. Not applicable
19. Not applicable
22. Subsidiaries of the Registrant
23. Not applicable
24. Not applicable
25. Not applicable
*Incorporated by reference from Registration
Statement on Form S-1, as filed on June 29, 1987.
**Incorporated by reference from Annual Report on
Form 10-K, as filed on March 31, 1989.
***Incorporated by reference from Annual Report on
Form 10-K, as filed on March 31, 1994.
****Incorporated by reference from Report on Form 8-
K, as filed on November 2, 1994.
*****Incorporated by reference from Report on Form 8-
K as filed on February 24, 1995.
(b) Reports on Form 8-K:
The Company filed a report on Form 8-K with the
Securities and Exchange Commission on November 2,
1994. The report supplied information under Section
2 thereof, captioned "Acquisition or Disposition of
Assets," which was related to the acquisition of
Capital Investors Life Insurance Company.
(c) Exhibit 27
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the
Securities Exchange Act of 1934, the Company has duly caused
this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
SECURITY NATIONAL FINANCIAL CORPORATION
Dated: July 27, 1995 By: George R. Quist,
Chairman of the Board,
President and Chief
Executive Officer
Pursuant to the requirements of the Securities Exchange Act
of 1934, this report has been signed by the following
persons in counterpart on behalf of the Company on the dates
indicated:
SIGNATURE TITLE DATE
George R. Quist Chairman of the July 27, 1995
Board, President and
Chief Executive Officer
Scott M. Quist (Principal Executive July 27, 1995
Officer) First Vice
President, General
Counsel, Treasurer
and Director (Principal
Accounting Officer)
William C. Sargent Senior Vice President, July 27, 1995
Secretary and Director
Charles L. Crittenden Director July 27, 1995
Sherman B. Lowe Director July 27, 1995
R.A.F. McCormick Director July 27, 1995
Richard E. Myers Director July 27, 1995
W. Lowell Steen Director July 27, 1995
Nathan H. Wagstaff Director July 27, 1995
WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.